A complete copy of this statement is available on Nutmeg Securities, LLC. website http://www.nutmegsecurities.com. You may also request a free printed copy by calling our toll free number 800-288-5513.

At Nutmeg Securities, LLC. we recognize the importance of protecting your privacy and we have policies to maintain the confidentiality and security of your personal information. The following policy is designed to help you understand what information we collect from you and how we use that information to serve your account, working on behalf of your financial organization.

Confidentiality and Security

We restrict access to nonpublic personal information about you to those employees and agents who need to know that information to provide products or services to you. We maintain physical, electronic, and procedural safeguards to protect your nonpublic, personal information.

Categories of Information that Nutmeg Securities, LLC. Discloses and Parties to Whom Nutmeg Securities Ltd. Discloses:

We do not disclose any nonpublic, personal information about our customers or former customers to anyone, except as permitted by law.

Categories of information that Nutmeg Securities LLC. collects:

We collect nonpublic, personal information about you from the following sources:

Information we receive from you on applications or other forms.
Information about your transactions with us, our affiliates, or others, and
Information we receive from a consumer reporting agency.

Other Important Information

NSL also regularly reviews for quality of execution.

For information on our Business Continuity Plan (BCP) please refer to our website http://www.nutmegsecurities.com.

Occasionally, your account representative may communicate with you electronically (i.e. email) if you object to this method of communication, please notify your account representative or the compliance department to record your objection. Your account representative will only utilize a password protected system for electronic communication. In either event, neither account statements nor trade confirmations will be sent to you unless a written request is received by Nutmeg Securities, LLC.

Also, please be advised your account may be protected be SIPC. For more information about SIPC, including the SIPC brochure, please contact SIPC directly via www.sipc.org or by calling (202) 371-8300.

If you have any further questions or would like more information please contact your account representative.

If you have any concerns, questions or complaints please call the Compliance Department at (800) 288-5513 or (203) 255-3838.