OFFICERS: 203.255.3838
President - Gayle L. Aufderheide
Chief Financial Officer - Matt Rochlin
Co-Chief Compliance Officer - Marissa Santangelo
Director of Operations - Cathy L. Mayberry
Connecticut Operations Staff: 203.255.3838Director of Syndicate - Hans Kummerfeld
Co-Chief Compliance Officer/Accounting - Kevin Morgan
Office Manager/Registration Coord. - Dale Brown
Director of Information Technology - Richard Salter
Senior Executive Assistant - Issey Barrantes
Senior Operations Specialist - Tina Mauro
Administrative Assistant - Deontra Bush
Connecticut Office: 203.255.3838
Senior Equity Trader - Andrew Schopick
Financial Consultant/Institutional Sales - Ron Loeser
Financial
Consultant/Personal Investments -
Hans Kummerfeld
Investment Advisor-
Tom Casey
Registered Investment Advisor- Rob DelBuono